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Investment Compliance Analyst

Hays - Sydney, NSW

Banking & Finance
Source: uWorkin


This company are a very well respected, foreign bank based in Sydney. They offer a dynamic, thriving and flexible working culture.

Your new role
The Investment Compliance Analyst role sits within the Performance & Compliance Client Delivery team. The role performs day to day monitoring of rules within client IMA, assisting in the day-to-day investment process.

  • Investment compliance monitoring services
  • Act as a contact point in the event of client and/or investment manager queries and requests
  • Assist clients with related monitoring activities such as Substantial Shareholder, Exposure and derivatives monitoring
  • Involved in all aspects of IMA monitoring to ensure a quality-service delivery experience by responding to client queries, resolving issues and participating in client service meetings and reviews.
  • Interpret investment mandate agreements into investment rules and set up these corresponding rules
  • Investigate breaches of mandate restrictions, identify critical factors and communicate this with both investment manager and client
  • Ensure appropriate procedures, risk and control guidelines are maintained and adhered to, and identify, update and maintain gaps in controls and procedures.
  • Maintenance and requests to ensure complete reporting, such as adding rules, portfolios, benchmarks, and custom reporting as needed.
What you'll need to succeed
  • Tertiary qualifications in a relevant discipline e.g. Commerce, law, accounting or similar
  • 2 years + experience in experience in Investment Compliance
  • Understanding of financial markets, including all instrument types and derivatives
  • Desirable but not essential: VBA, SQL, Datastream, Bloomberg
  • Client focus - delivers consistently a high standard of client service
What you'll get in return
Global bank offering a permanent role in Investment Compliance based in Sydney CBD

What you need to do now
Please apply now online or email your CV directly to philip.lewis@hays.com.au to be considered.

LHS 297508

Job ID: 2489560 yVmqPSqF7LOnBfta

Posted Date: 06 Apr 21

Company Overview

About Hays
Hays is the leading global specialist recruiting group. We are the experts at recruiting qualified, professional and skilled people worldwide, being the market leader in Asia Pacific and the UK and one of the market leaders in Continental Europe and Latin America. We operate across the private and public sectors, dealing in permanent positions, contract roles and temporary assignments.

Hays believes the right job can transform a person's life and the right person can transform a business. They are passionate about connecting candidates with the right job for them.

Hays operates in over 40 locations throughout Australia and New Zealand. They find permanent jobs for over 15,000 people a year and temporary and contract assignments for over 25,000 people a year and at any one time employ over 20,000 temporaries and contractors.