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Regulatory Framework Senior Analyst/manager

Macquarie Group - Sydney, NSW

Banking & Finance
Source: uWorkin


Back to job search Regulatory Framework Senior Analyst/Manager


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An excellent opportunity for you to showcase your experience in Compliance and play a key role within our Regulatory Governance and Frameworks team within Banking and Financial Service Group.

The Regulatory Governance and Frameworks team is a first line regulatory risk management function which has oversight of Banking and Financial Service compliance with Macquarie-wide policy and regulatory obligations, and is responsible for the design, implementation and assurance of regulatory risk management frameworks across the Banking and Financial services group.

You will be working with stakeholders across the Banking and Financial Services group to ensure consistently high standards of design, execution and assurance of fit for purpose regulatory risk management frameworks, and ensure ongoing compliance through governance, policies, training, reporting and assurance

In this role, your day-to-day tasks may include:

  • Working with stakeholders across Macquarie to facilitate Continuing Professional Development (CPD) compliance
  • Coordination of regulatory notice responses
  • Participating in regulatory and prudential assurance design and execution process, in conjunction with other Line 1 and Line 2 assurance and risk teams
  • Preparation and presentation of governance meeting packs and other reporting functions
  • Assisting with the oversight and management of wealth management, wealth advice, business and personal banking risks, incidents, decisions and actions – both BAU and project related

To be successful, you will need to have a strong understanding of regulations and frameworks applicable to retail financial services (particularly NCCP and/ or superannuation and wealth product or financial advice regimes) and experience working on high profile projects with broad groups of stakeholders. You will have an intellectually curious mind and be a critical and independent thinker who enjoys taking responsibility for complex and challenging tasks. Experience in line 2 compliance function will set up for success in this role.

If you are interested in this position and meet the above requirements, please apply via the following link.

We empower people to innovate and invest for a better future. We are committed to providing opportunities that help you reach your potential. We are looking for people who think differently and take ownership of what they do.

About Banking and Financial Services

Banking and Financial Services is Macquarie’s retail banking and financial services business, providing a diverse range of personal banking, wealth management, business banking and vehicle finance products and services to retail clients, advisers, brokers and business clients.

Our commitment to Diversity and Inclusion

The diversity of our people is one of our greatest strengths, and in combination with our inclusive environment, it enables us to deliver innovative and sustainable outcomes for our people, clients, shareholders and communities. From day one, you'll be encouraged to be yourself and supported to perform at your best. If our purpose of ‘empowering people to innovate and invest for a better future’ is as inspiring to you as it is to us, please apply. With the right technology, support and resources, our people can work in a range of flexible ways.

We are committed to providing a working environment that embraces and values diversity and inclusion. We encourage candidates to speak with a member of our recruitment team if you require adjustments to our recruitment process to support you, and the type of working arrangements that would help you thrive.

Apply now Refer someone About Macquarie

A career at Macquarie means you’ll have the opportunity to develop and utilise new skills, explore interesting fields and do challenging work that will impact the lives of people around the world—whether it’s accelerating the green energy transition, helping sustain global food supplies, financing social housing projects or investing in essential infrastructure. At Macquarie, we’re empowering people to innovate and invest for a better future.

Our size and international presence means your work can take you anywhere—across business groups, disciplines, sectors and borders. With 16,300+ employees and offices in 31 markets around the world, we’re a truly global organisation.

You’ll be supported by a diverse team where the unique perspectives, ideas and experiences that all of our people bring are valued. You’ll be empowered to address unmet needs in our communities whilst advising and investing alongside our clients and partners. Working with us, you’ll have the opportunity to make a difference.

Macquarie is a global financial group providing clients with asset management, retail and business banking, wealth management, leasing and asset financing, market access, commodity trading, renewables development, specialist advisory, capital raising and principal investment.

Find out more at www.macquarie.com/careers

Job no: BFS-956643
Work type: Full time
Location: Sydney
Category: Mid-level, Compliance, Legal & Regulatory
Group: Banking and Financial Services
Division: BFS Central & Operations
Recruiter: Bianca Jenkins
Opening Date: 10/3/2021